Broker Check

About Us

Objective Advice Custom Made

Making it to the top of a huge mountain isn’t an impossible feat if you have a well thought out climbing plan, trained expertise, and guide to get you there. Building a proper financial plan requires a holistic approach, an objective perspective, extensive independent research and a clear understanding of the investor’s feelings regarding the investment process. There are many things to consider and understand about how complicated issues relate to each other on a global scale. The components that need to be evaluated to construct a proper plan are having a scientific approach, flexible design parameters, careful measurements of market volatility, market data, industrial and social trends, interest rates, inflation, risk management, sequence of deposits and withdrawals, taxation of investment and earned income, and accounting for potential investor fatigue. An experienced financial advisor can pull everything together, make an assessment, and like a doctor, create a treatment plan, in hopes of helping the client step forward on the path toward their new financial future.

Meet The Team
Who You’ll Be Working With

David A. Volkman AIF®|CWS®

MANAGING DIRECTOR/CERTIFIED WEALTH STRATEGIST

David is an accomplished financial advisor who has developed truly amazing relationships with his clients over the years. His objective perspective and approach has led him to be associated with independent broker dealers that support his vision. His emphasis on financial education and training has created opportunities to enhance his clients’ lives in meaningful ways. As a Certified Wealth Strategist CWS® professional and Accredited Investment Fiduciary AIF® professional, with a certificate in Applied Behavioral Finance, the combination of designations and additional ongoing continuing education allows David to have access to the latest information on risk management, financial research, portfolio design methodologies and client collaboration techniques.

Education and Professional Designations/Licenses:

  • Securities Registration Series 6
  • Securities Registration Series 63
  • Securities Registration Series 65
  • Licensed for Life & Health Insurance in New York and various other states
  • Bachelor of Science in Marketing and Management, Wilkes University
  • CWS® - Certified Wealth Strategist® Professional, Cannon Financial Institute
  • AIF® - Accredited Investment Fiduciary, Fi360
  • Check the background of this investment professional on FINRA’s BrokerCheck